Jurisdiction(s):
United Kingdom

AI in Debt Capital Markets: Applications, Prospectus Disclosure, Legal and Contractual Risks, and the UK/EU Regulatory Landscape

Published by a LexisNexis Banking & Finance expert

Practice notes

This Practice Note explores how Artificial Intelligence (AI) is being applied in debt capital markets (DCM) transactions, emphasising related risks, legal issues and the regulatory landscape. It highlights emerging AI technologies, considers their potential influence on DCM, and sets out strategic points for DCM practitioners, with particular attention to the associated risks, legal considerations and the prevailing regulatory framework...

AI applications in debt capital markets (DCM)

AI in underwriting and issuance

Issuing debt securities is the method by which an organisation offers fresh instruments, such as bonds, to investors to obtain funding through borrowing (debt). The workflow has multiple stages: preparing an extensive suite of legal documents, including a prospectus, appointing an underwriter, and marketing the securities to prospective investors. Within DCM, underwriting refers to a financial institution's commitment to purchase any securities that cannot be sold to, or paid for by, investors in an offering. By doing so, the underwriter assumes from the issuer the risk that investors may not take up the offered securities. In effect, and subject to certain conditions, the underwriter guarantees to the issuer the number of securities that will be sold and the amount of proceeds the issuer will receive...

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Web page updated on 21/05/2026

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