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SEC definition

What does SEC mean? In legal practice, SEC means the US securities and exchange commission, the federal regulator of US securities markets and enforcer of federal securities laws. Created under the US Securities Exchange Act of 1934, and administering the Securities Act of 1933 among other statutes, the term is a descriptive shorthand in UK and Irish practice for that authority. The SEC is engaged when UK or Irish issuers, shareholders, banks or advisers access US capital markets, including registered offerings, Rule 144A/Regulation S transactions, US listings/ADRs on NYSE or Nasdaq, and mergers with a US securities element. Its regime drives registration, disclosure...

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Corporate governance, ESG and audit: 2022 horizon scan and future milestones (archived)

Practice notes
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This archived Practice Note outlined the principal legal developments anticipated to influence the corporate governance framework during 2022 and beyond. It has not been revised since 2022. Please feel free to propose matters for inclusion in our horizon scanner via: KnowhowLawyersCorporate@lexisnexis.co.uk. For a broader overview of significant developments expected to affect corporate lawyers in 2022 and thereafter, see Practice Note: Corporate horizon scanning—2022 and beyond.

Mini-index

  • January 2022
  • February 2022
  • April 2022
  • May 2022
  • June 2022
  • July 2022
  • August 2022
  • October 2022
  • November 2022
  • December 2022
  • No specific date in 2022
  • 2023 and beyond

January 2022

  • 1 January 2022 — Climate-related disclosures for issuers of standard listed equity shares and global depositary receipts (excluding standard listed investment entities and shell companies). The FCA confirmed changes to the Listing Rules extending disclosure obligations for accounting periods commencing on or after 1 January 2022. See: LNB News 17/12/2021 79
  • 7 January 2022 — Deadline for responses to FCA discussion paper DP21/4...
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Web page updated on 21/05/2026

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