Jurisdiction(s):
United Kingdom

Related legal acts

Key definition

Solicitors Regulation Authority definition

What does Solicitors Regulation Authority mean? The Solicitors Regulation Authority is the independent regulator of solicitors and law firms in England and Wales. In practice, it authorises individuals and firms, issues practising certificates, sets and enforces the SRA Standards and Regulations (including the Codes of Conduct and SRA Accounts Rules on client money), supervises anti-money laundering compliance, and takes enforcement action to protect clients and the public interest. Enforcement includes investigations, fines and rebukes, conditions on practice, interventions into firms, and prosecution before the Solicitors Disciplinary Tribunal; it also administers the SRA Compensation Fund. Although “SRA” is not a statutory term, its regulatory remit and powers flow...

Creating trusts: SRA-compliant instruction-taking, AML/TRS checks, beneficiary/trustee details, tax and drafting—practical checklist (England and Wales)

Published by a LexisNexis Private Client expert

Practice notes

The Solicitors Regulation Authority

The SRA’s Standards and Regulations set out two Codes of Conduct: one for individuals and another for firms. For guidance on these, see Practice Note: SRA Codes of Conduct for individuals and firms (available subject to subscription)...

Preliminary checks

The SRA Codes and the Money Laundering Regulations require initial checks on prospective clients. For trustee and trust compliance, refer to the following Practice Notes from Compliance for trusts—overview:

Money Laundering Regulations 2017—impact on trustees
Trusts—disclosure of beneficial ownership information via the Trust Registration Service (TRS) and record-keeping
Trust Registration Service (TRS)
Beneficial ownership registers—private clients and trusts

The first client meeting

The Law Society’s Practice Note Engaging clients indicates the key matters to address include:

the client’s objectives
your role
your advice
the costs of the retainer

The client’s objectives for setting up a trust

The trust must fulfil the client’s objectives...

To view the latest version of this document and thousands of others like it, sign-in with LexisNexis or register for a free trial.

Web page updated on 21/05/2026

Popular documents

Using the Judicial College Guidelines to assess general damages in personal injury claims

When evaluating a general damages claim, the practitioner ought initially to refer to the Judicial College Guidelines (JCG)...

Tomlin orders in England and Wales: CPR guidance on drafting, confidentiality, approval, variation, enforcement, limitation, CCA issues, court-specific requirements, sample wording and precedents

This Practice Note This Practice Note reviews mechanisms used in settling litigation. A Tomlin order consists of a consent order paired with a schedule. It operates to stay proceedings on terms that have been agreed. The provisions contained in the schedule may remain confidential. This Practice Note describes the scope of confidentiality attaching to the schedule and sets out how it differs from a standard consent order. Sample wording for a Tomlin order is included, alongside links to precedents, as well as guidance on court approval. It also addresses varying, setting aside and enforcing a Tomlin order, including the considerations the court will take into account when handling applications for each. Further guidance is provided on interpreting and applying the relevant provisions of the CPR; however, some courts and divisions impose very specific requirements for both drafting and approval, and for approaching the schedule and confidentiality issues. Accordingly, you must consider the particular rules and court guide provisions in the forum where your claim is proceeding when drawing up the Tomlin order...

Precedent: Deed of Surrender of Lease with Optional Premium, Settlement and Release, Landlord, Mortgagee and Guarantor Consents, Reimbursement and HM Land Registry Provisions (England and Wales)

Date [ date ] Parties [ name of Landlord ] [ of OR incorporated in England and Wales (company registration number [ number ]) with its registered office at ] [ address ] (Landlord) [ name of Tenant ] [ of OR incorporated in England and Wales (company registration number [ number ]) with its registered office at ] [ address ] (Tenant) [ [ name of Guarantor ] [ of OR incorporated in England and Wales (company registration number [ number ]) with its registered office at ] [ address ] (Guarantor) ] [ [ name of Mortgagee ] [ of OR incorporated in England and Wales (company registration number [ number ]) with its registered office at ] [ address ] (Mortgagee) ] Definitions Within this Deed, the terms below shall be interpreted as follows: [ Annual Rent • the annual sum reserved under the Lease; ] [ Insurance Rent • the Tenant’s share of the Landlord’s costs of insuring the Property (as set out in the Lease); ] Lease • the lease of the Property dated [ date ], entered into between (1) [ the Landlord OR [ name ...

Precedent Statutory Declaration: Standard Wording under the Statutory Declarations Act 1835

I, [ name ], of [ address ], solemnly and sincerely state that: [ Matters to be verified, set out in numbered paragraphs ] I make this solemn statement in good conscience, believing it to be true, and pursuant to the provisions of the Statutory Declarations Act 1835. DECLARED at [ details ] this [ day ] day of [ month and year ] Before me ................................................................................ [ signature of the person before whom the declaration is made ] A [ commissioner for oaths OR [ solicitor OR [ insert other qualification ] ] authorised to administer oaths ]...