Jurisdiction(s):
European Union

EU SFTR: definitions, scope and exemptions; reporting to trade repositories; investor transparency and collateral reuse obligations

Published by a LexisNexis EU Law expert

Practice notes

What is the SFTR?

The EU Regulation on reporting and transparency for securities financing transactions—Regulation (EU) 2015/2365 (SFTR)—aims to boost clarity around SFTs. It places obligations on parties involved in these deals, requires SFTs to be submitted to trade repositories, adds extra reporting duties for investment managers, and brings in a requirement for advance risk disclosures plus written consent before any asset reuse. This Practice Note outlines the principal aspects of the SFTR and serves as a general introduction to its obligations. For background, see Background—Why was the SFTR introduced? below. For details of the UK SFTR framework, see Practice Note: Securities Financing Transactions Regulation (SFTR)—essentials.

Key requirements of the SFTR

Counterparties must report SFT particulars to trade repositories
UCITS management companies, UCITS investment companies and AIFMs must provide detailed investor reporting on investment fund SFT activity
Prior risk disclosures are required, and written consent must be obtained before counterparties may reuse or rehypothecate assets

What is an SFT?

An SFT is, broadly,...

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Web page updated on 21/05/2026

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