Jurisdiction(s):
United Kingdom

Related legal acts

Key definition

FCA definition

What does FCA mean? In legal practice, FCA means the UK financial conduct authority, the conduct regulator for most financial services firms and markets. It sets and enforces conduct standards (including the Consumer Duty), authorises firms and individuals, and oversees markets so they function well for consumers and market integrity. Created by the Financial Services Act 2012 and exercising powers under the Financial Services and Markets Act 2000 (FSMA), the FCA replaced the FSA in 2013. It makes rules in the FCA Handbook, polices financial promotions (FSMA s.21), supervises firms, and uses extensive enforcement powers. The FCA is the UK competent authority...

UK FCA financial crime guidance (FCG and FCTR): systems and controls, priorities and enforcement for AML, sanctions, proliferation financing, fraud, market abuse and Consumer Duty implications

Published by a LexisNexis Financial Services expert

Practice notes

This Practice Note

This Practice Note delivers practical, detailed direction on the key elements of the Financial Conduct Authority’s (FCA) Financial crime Guide: a firm’s guide to countering financial crime risks (FCG), together with the FCA’s Financial Crime Thematic Reviews (FCTR). Read alongside, they advise firms on measures to lessen exposure to financial crime, including risks linked to:

fraud
money laundering (ML)
terrorist financing (TF)
proliferation financing (PF)
sanctions evasion
bribery and corruption
market abuse

It also highlights the FCA’s current priorities on financial crime and market abuse, as reflected in its strategy, work programmes and business plans. The Note applies to firms authorised by the FCA under the Financial Services and Markets Act 2000 (FSMA 2000), and to e‑money and payment institutions and cryptoasset businesses within the FCA’s supervisory remit (together, firms).

For FCA materials that support the FCA’s rules and guidance on financial crime—such as Dear CEO and portfolio letters, speeches, and multi‑firm reviews—see Checklist: FCA financial crime guidance—supporting materials. This Practice Note is a practical starting point for FCA and applied guidance resources concerning financial crime and market abuse...

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Web page updated on 22/05/2026

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