Jurisdiction(s):
United Kingdom

Key definition

Prospectus definition

What does Prospectus mean? In capital markets practice, a prospectus is the document given to potential investors describing the securities on offer or to be admitted to trading and the issuer (and any guarantor), so investors can make an informed assessment. In the UK and Ireland it is a defined concept under the prospectus regime (UK onshored Prospectus Regulation and FCA rules; EU Prospectus Regulation (2017/1129) and Central Bank of Ireland rules). It generally requires prior approval by the competent authority (FCA in the UK; CBI in Ireland), unless an exemption applies (for example, qualified investors only or high minimum denominations). Key features include: prescribed...

FCA cross-reference checklists for UK Prospectus Regulation compliance, with update on transition to POATRs and FCA admission rules

Published by a LexisNexis Banking & Finance expert

Practice notes

STOP PRESS:

The UK prospectus framework presently draws on the EU Prospectus Regulation, preserved in domestic statute following Brexit as the UK Prospectus Regulation. The UK is reassessing this regime within broader moves to reshape the capital markets in the UK and further bolster the country’s appeal as a leading global listing venue for potential issuers. As part of this, the...

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Web page updated on 21/05/2026

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