Jurisdiction(s):
United Kingdom

Related legal acts

Key definition

Reporting definition

What does Reporting mean? In pensions practice, reporting means the regular communications trustees or providers give to members on investment performance and the value of their pension benefits. The term is descriptive; the underlying disclosure duties are set by legislation and regulation. Across England & Wales, Scotland and Northern Ireland, the Occupational and Personal Pension Schemes (Disclosure of Information) Regulations 2013 and, for contract‑based/personal pensions, FCA rules require at least an annual benefit statement. For money purchase (DC) benefits, this must include an annual Statutory Money Purchase Illustration (SMPI) projecting benefits to retirement in today’s terms, calculated in line with FRC Actuarial Standard TM1....

UK FCA/PRA Regulatory Reporting and Notification Obligations under FSMA 2000: Principle 11, Fundamental Rule 7, AML/CTF and Sanctions, Market Abuse STRs, CMAR, Controllers/Close Links, Transaction Reporting, RegData

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Practice notes

After the Financial Services Act 2012 amended the Financial Services and Markets Act 2000 (FSMA 2000), the Financial Services Authority was wound up and its remit divided between the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA). The Financial Services and Markets Act 2000 (PRA-regulated Activities Order) 2013, SI 2013/556, sets out which activities fall within PRA regulation. As a result, the PRA oversees authorisation and prudential supervision of firms undertaking PRA-regulated business. Firms authorised by the PRA are dual-regulated, being additionally supervised by the FCA for conduct matters. Firms authorised by the FCA alone are subject only to FCA oversight for both prudential and conduct requirements. For more detail, refer to FCA and PRA authorisation under Part 4A of FSMA 2000. Both FCA- and PRA-authorised firms are required to report to the FCA and/or the PRA, as applicable, on a regular basis in relation to the firm’s financial position and its compliance with relevant rules and obligations made under or pursuant to FSMA 2000...

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Web page updated on 22/05/2026

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