Jurisdiction(s):
United Kingdom

Related legal acts

Key definition

Designated Professional Body definition

What does Designated Professional Body mean? In financial services regulation, a designated professional body is a professional regulator (for example, a law society, bar council or accountancy body) whose members may carry on limited, incidental investment or insurance-related activities without full financial services authorisation, because the body has been formally designated and oversees those activities. In the UK, the term is defined in legislation under the Financial Services and Markets Act 2000 (FSMA), with designation made by HM Treasury. Members regulated by a designated professional body can act as “exempt professional firms” for specified, ancillary regulated activities (such as giving incidental investment advice or arranging transactions) provided...

UK regulation of immigration advice and services: authorisation, offences, IAA/OISC powers, SRA reviews, accreditation, supervision and tribunal sanctions

Published by a LexisNexis Immigration expert

Practice notes

Immigration advisers and service providers in the UK are subject to regulation.

Generally speaking, immigration advisers without legal qualifications must be registered and follow the standards set by the Immigration Advice Authority (IAA). Before a name change on 16 January 2025, the IAA was known as the Office of the Immigration Services Commissioner (OISC). Those advising within an organisation properly overseen by a Designated Professional Body, or a designated qualifying regulator (see below), do not presently have to register with the IAA. Registration requirements were brought in amid worries about the standard of immigration advice in the UK. Where an adviser fails to act in a client’s best interests, the impact on that client can be very severe. In R (Nori) v Secretary of State for the Home Department (SSHD) the court decided that the applicant could not be excused simply because his solicitor had failed him, since his solicitor’s conduct was to be treated as his own. That said, this is not a universal principle: in certain matters the courts have recognised that an appellant ought not to suffer because of the procedural shortcomings of their immigration advisers on an appeal, where relevant...

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Claudia Neale

Garden Court Chambers

Claudia Neale was called to the Bar in 2013 and completed her pupillage at Garden Court Chambers in 2014. She was a practising barrister from 2014-2017, specialising in immigration and asylum law. In 2018, she left the Bar to take up her current role as Legal Researcher at Garden Court Chambers. She is a co-editor of Macdonald’s Immigration Law and Practice, a contributor to Butterworths Immigration Law Service, and an assistant consultant editor for the British nationality volume of Halsbury’s Laws of England....

Web page updated on 22/05/2026

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