Jurisdiction(s):
United Kingdom

Key definition

Investments definition

What does Investments mean? In practice, investments are financial products or rights acquired with the expectation of income or capital growth, such as shares, bonds, fund units and derivatives. In UK financial services law, however, the regulated concept is “specified investments” under the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) (RAO). This defined list includes, among others, shares, debentures and loan stock, government and public securities, warrants, units in a collective investment scheme, options and futures, contracts for differences, and rights under a contract of insurance. Whether a firm must be authorised, may communicate financial promotions, or owes particular...

Japan’s FDI screening regime under FEFTA 1949: scope, 1% thresholds, designated/core sectors, exemptions, mandatory suspensory notification, review timelines, penalties, and recent amendments

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Practice notes

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1. What is the applicable legislation?

The Foreign Exchange and Foreign Trade Act 1949 (FEFTA 1949), as amended, is the principal statute regulating cross-border dealings/foreign direct investment and it controls ‘inward direct investment, etc’ (Inward Direct Investment) in Japan. Note-the FEFTA 1949 describes Inward Direct Investment in broad terms, spanning a wide spectrum of transactions. A literal rendering from the FEFTA 1949 when referring to Inward Direct Investment would be ‘inward direct investment, etc’. Nevertheless, we use the term Inward Direct Investment alone, with the understanding that the legislation does not define it narrowly.

2. Which government or other body (or bodies) reviews foreign Investments?

Where the FEFTA 1949 requires prior notification of an Inward Direct Investment, the Minister of Finance and the competent minister responsible for the relevant business sector (eg the Minister of Economy, Trade and Industry for industrial sectors) jointly assess whether the investment is permissible from the perspective of national security and associated public interests (see Question 7) (FEFTA 1949, Article 27(3)). Although the Minister of Finance and the competent minister conduct the examination, the Bank of Japan serves as the administrative authority receiving notifications and reports under the...

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Web page updated on 28/05/2026

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