Referral and fee sharing compliance checklist for law firms: SRA Standards and LASPO 2012 (England and Wales)

Published by a LexisNexis Practice Compliance expert

Checklists

Intended for law firms

This resource is aimed at law firms. It is designed to help you assess whether your systems are sufficient to comply with applicable regulatory and legislative obligations concerning referral and fee sharing arrangements. It reflects the SRA regulatory regime and the Legal Aid, Sentencing and Punishment of Offenders Act 2012. The SRA Standards and Regulations are supported by case studies and guidance presented in a range of formats, such as Q&As, warning notices, decision trees and ‘topic guidance’. See Practice Notes: Referral and fee sharing arrangements and Personal injury referrals—SRA examples, flowchart and guidance. This resource addresses situations where a third party refers clients to you and/or you enter into a fee sharing agreement with a third party. For situations where you introduce clients to third parties, see subtopic: Introductions to third parties. For guidance on what amounts to a referral, an introduction or a referral fee, see Practice Note: Referral and fee sharing arrangements—Definitions...

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Web page updated on 20/05/2026

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