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United Kingdom
United Kingdom
Key definition
Sanctions definition What does Sanctions mean? Sanctions are the penalties or procedural consequences a court imposes in civil litigation when a party fails to comply with procedural rules, practice directions or court orders. Common sanctions include striking out or dismissing a claim or defence, debarring a party from relying on evidence or experts, costs orders (including indemnity or wasted costs), stays, unless orders with automatic strike-out on non-compliance, and, in serious cases, contempt remedies. In England and Wales, sanctions are imposed under the Civil Procedure Rules (for example CPR r.3.1, r.3.4, r.3.5, r.32.10 and r.3.14). A party may seek relief from sanctions under CPR r.3.9,...
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UK sanctions reporting for legal practitioners: financial, trade, aircraft and shipping duties; regulators (OFSI/OTSI/OFCOM/DfT), frozen assets, licences and exemptions, LPP, professional reporting, whistleblowing and penalties
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Practice notes
This Practice Note outlines the Reporting duties arising under key UK Sanctions frameworks and other reporting requirements linked to sanctions compliance. These cover obligations in regulations made under the Sanctions and Anti-Money laundering Act 2018 (SAMLA 2018), conditions attached to licences, other sanctions regimes, professional reporting duties and additional reporting requirements...
Financial sanctions mandatory reporting obligations in regulations made under SAMLA 2018
Financial sanctions reporting duties are contained in the specific sanctions regulations issued under SAMLA 2018. These generally apply to ‘relevant firms’ as defined in the relevant statutory instrument. Obligations can extend beyond those entities, so you should review the applicable legislation for precise requirements, for example:
- ‘relevant institutions’ face extra reporting duties in relation to frozen accounts
- there are particular reporting duties for designated persons—see section: Other reporting requirements
For information on the sanctions regimes established under SAMLA 2018, see Practice Note: UK sanctions regimes currently in force. The Office of Financial Sanctions Implementation (OFSI) has issued a series of sector‑specific threat assessment reports, which identify breaches of financial sanctions reporting duties as a significant and recurring problem across multiple sectors, including legal services, financial services, and the property and related services sector...
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Web page updated on 21/05/2026
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