Jurisdiction(s):
United Kingdom

Related legal acts

Key definition

Securities definition

What does Securities mean? In legal practice, securities are tradable instruments that evidence ownership or debt, typically shares, bonds/debentures, and related instruments (for example, warrants), used in corporate finance and capital markets transactions. The term is used across multiple legal contexts and is often defined by statute. In the UK, under the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO), “securities” denotes a grouping of specified investments (for example, shares, debentures, government and public securities, warrants and certificates representing certain securities), distinct from “contractually based investments” and “other investments.” Separately, UK regulation and EU-derived frameworks use “transferable securities” (a MiFID/Prospectus...

CPR 73: charging orders, stop orders and stop notices concerning securities and funds in court - procedure, priority and effects (England and Wales)

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Practice notes

This Practice Note is for you if you need to keep matters as they are and either prevent, or receive notice of a proposed, dealing with Securities, or stop any dealing with Funds in court.

According to the situation, you may achieve this by applying for any of the following:

a Charging order against securities or funds in court
a Stop order over securities or funds in court
a stop notice concerning securities (a stop notice is not available over funds held in court)

These remedies are governed by the Charging Orders Act 1979 (COA 1979), CPR 73 and CPR PD 73. This Practice Note explains how the relevant CPR provisions should be interpreted and applied. Depending on which court is handling your case, you may also need to consider additional requirements—see further under: Court specific guidance below.

When would you apply for a stop order or stop notice rather than a charging order?

A stop notice may only be sought in relation to securities (not funds in court). It is available where you assert a beneficial entitlement to securities held...

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Web page updated on 21/05/2026

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