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FCA/PRA SYSC and Rulebook Cross-Reference Checklist: Senior Management Arrangements, Systems and Controls (SM&CR, Outsourcing, Operational Resilience, Remuneration) United Kingdom

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FCA and PRA senior management arrangements, systems and controls requirements

The Financial Conduct Authority’s (FCA) expectations for senior management arrangements, systems and controls are outlined in the Senior Management Arrangements, Systems and Controls sourcebook (SYSC) within the FCA Handbook, as set out in SYSC.

For the Prudential Regulation Authority (PRA), equivalent obligations appear across sections of the PRA Rulebook and in PRA Supervisory Statements (SSs).

This checklist offers a mapping of the requirements in the various SYSC chapters alongside the corresponding senior management arrangements, systems and controls provisions contained in the PRA Rulebook and SSs. The mapping links each SYSC chapter to the parallel PRA materials.

Details of the entities within the scope of SYSC are summarised in SYSC 1.1A.1G, and set out in full in SYSC 1 Annex 1 and in the relevant SYSC chapter...

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Web page updated on 20/05/2026

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