Jurisdiction(s):
United Kingdom

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Key definition

Solicitors Regulation Authority definition

What does Solicitors Regulation Authority mean? The Solicitors Regulation Authority is the independent regulator of solicitors and law firms in England and Wales. In practice, it authorises individuals and firms, issues practising certificates, sets and enforces the SRA Standards and Regulations (including the Codes of Conduct and SRA Accounts Rules on client money), supervises anti-money laundering compliance, and takes enforcement action to protect clients and the public interest. Enforcement includes investigations, fines and rebukes, conditions on practice, interventions into firms, and prosecution before the Solicitors Disciplinary Tribunal; it also administers the SRA Compensation Fund. Although “SRA” is not a statutory term, its regulatory remit and powers flow...

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Practice notes

solicitors regulation authority

The Solicitors Regulation Authority (SRA), the independent regulator of the law society of england and wales, offers guidance, information and support to help solicitors meet professional standards. Its contact centre responds to enquiries, and further details, including telephone, email and postal contact points, are available on the SRA website. The SRA Standards and Regulations took effect on 25 November 2019, replacing the SRA Handbook. A professional ethics helpline, staffed by trained advisers, gives guidance on the Standards and Regulations: telephone 0370 606 2577. Solicitors can also write to or email the Professional Ethics guidance team for advice. The SRA Update e-newsletter shares the latest news about the SRA’s work. The Practice Standards Unit oversees compliance, delivers talks to groups or firms, and may decide to offer more direct support by visiting a firm to assist with compliance.

Legal Ombudsman

The Legal Ombudsman has formal powers to resolve complaints about lawyers. It provides resources for lawyers, for example answers to frequently asked questions, a guide to good complaint handling and the Scheme rules (this includes a summary of…)

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