Jurisdiction(s):
United Kingdom

Related legal acts

Key definition

Exclusion definition

What does Exclusion mean? In school discipline, exclusion is the formal removal of a pupil from attending school, either temporarily or permanently, in response to serious misconduct. It operates under statute and statutory guidance, with procedural safeguards such as written reasons, an opportunity to make representations, and routes of review or appeal. In England, the terms are suspension (formerly fixed‑period exclusion) and permanent exclusion, under the Education Act 2002/Education and Inspections Act 2006 and DfE statutory guidance. The head teacher/principal decides, the governing board reviews, and there is a right to an independent review panel. In Wales, “exclusion” (fixed‑term or permanent) remains the operative...

UK Connected Contracts Exclusion (FSMA 2000 RAO, Article 72B): scope, qualifying providers, covered activities and FCA conduct requirements for ancillary insurance intermediaries

Published by a LexisNexis Insurance & Reinsurance expert

Practice notes

The general prohibition

Pursuant to section 19 of the Financial Services and Markets Act 2000 (FSMA 2000) (the general prohibition), no person may conduct a regulated activity unless authorised by the relevant regulator or otherwise exempt. Under FSMA 2000, s 23, a breach of FSMA 2000, s 19 may amount to a criminal offence. The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO), SI 2001/544, art 66 (Chapter XVII) sets out Exclusions that apply to specified categories of regulated activity. These operate to remove certain activities from the scope of Regulated Activities for the purposes of FSMA 2000, s 19. For an outline of the various general exclusions in place, see RAO, SI 2001/544. RAO, SI 2001/544, art 72B, as amended, provides a general exclusion from the perimeter of regulated activities for ‘[a]ctivities carried on by a provider of relevant goods or services’ in relation to ‘connected contract[s] of insurance’. Article 72B is often called the Connected Contracts Exclusion. Note: RAO, SI 2001/544, art 72B transposed Article 1(3) of Directive 2016/97/EU, the Insurance Distribution Directive (IDD), into English law. The UK’s implementation of the IDD came into force on 1 October 2018...

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Jamie Rogers

Hogan Lovells

Jamie Rogers is widely recognized for his extensive legal and commercial knowledge in the (re)insurance industry. With deep operational experience gained from working in-house at major broking and underwriting institutions, Jamie advises on all business-as-usual operational legal matters for (re)insurers and brokers alike. This encompasses advising on the regulation of insurance in the UK, the structure and drafting of policy wordings (as well as non-traditional reinsurance structures), distribution and commercial arrangements, as well as other agreements common to the sector. Having spent significant time in the market, Jamie also advises on the conduct of business at Lloyd's. Jamie is also an expert on the application of financial crime legislation in the (re)insurance market ' he is the key contact for anti-bribery, economic and trade sanctions and AML advice and regularly speaks at conferences and industry institutions on these issues. Jamie also handles disputes...

Bethan Savage

Hogan Lovells

Bethan is an associate in the London insurance and reinsurance team, with experience advising clients on both non-contentious and contentious matters. On the non-contentious side, she has advised clients on insurance distribution arrangements from a regulatory perspective, and has experience drafting and negotiating distribution agreements for a range of parties, including UK banks and financial services companies. She has also supported clients through litigation and mediation proceedings. Prior to her qualification, Bethan spent six months in Hong Kong on international secondment where she advised international clients on a variety of high-profile contentious bankruptcies and litigation cases....

Web page updated on 22/05/2026

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