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United Kingdom
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Key definition
Compliance definition

What does Compliance mean? In legal practice, compliance describes the processes by which an organisation and its officers ensure adherence to applicable laws, regulatory requirements, licence conditions, professional rules, court orders and relevant industry codes. It is a descriptive expression rather than a single defined legal term, though specific regimes prescribe detailed obligations (for example, UK GDPR/Data Protection Act 2018 and, in Ireland, EU GDPR; anti-money laundering and counter-terrorist financing rules; and sectoral conduct requirements). Key features include identifying legal and regulatory obligations; implementing proportionate policies, controls and training; monitoring and record-keeping; regulatory notifications and reporting (including suspicious activity reports); and engagement with...

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UK regime governing transfrontier waste shipments: legislative framework, notification and PIC, green list, WEEE reforms (2025), EU divergence, competent authorities, enforcement

Practice notes
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Legislative and policy framework

At the international level, the Basel Convention on the control of transboundary movements of hazardous wastes and their disposal (the Basel Convention) sets out the system for overseeing how hazardous and specified other wastes are moved and managed. Waste must be moved and recovered in an environmentally sound way to prevent pollution or risks to human health. The UK is a party to the Basel Convention. See Practice Note: The Basel Convention—snapshot.

Decision III/I (Amendment to the Basel Convention) bars the transboundary transfer of hazardous waste to countries that are not members of the OECD or the EU and Liechtenstein. This restriction took effect in the UK on 1 January 1998 through the amendment of Council Regulation (EEC) No 259/93 by Council Regulation (EC) No 120/97.

At the European level, Waste Shipment Regulation (EC) No 1013/2006 (Waste Shipment Regulation) transposed the Basel Convention into EU law, establishing controls on transfrontier waste shipments. In GB, Assimilated Regulation (EC) No 1013/2006 (Assimilated Waste Shipment Regulation) (‘Assimilated WSR’) applies. In England and Wales, the Assimilated WSR is supplemented by the Transfrontier Shipment of Waste Regulations 2007 (TFSR 2007), SI 2007/1711, and...

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Angus Evers
Angus Evers

Angus qualified as a solicitor in 1999 and has been the head of the environmental law practice at national law firm Shoosmiths LLP since 2016. Prior to that he was a partner in the planning and environment group at King & Wood Mallesons (formerly SJ Berwin). He specialises in advising on the environmental, health and safety aspects of major infrastructure projects and corporate, banking and real estate transactions. He has particular expertise in the energy and infrastructure sectors, and has advised clients including operators and developers of power stations, wind farms (both onshore and offshore), LNG terminals, ports, and underground and undersea gas storage facilities, as well as public sector and government organisations. His work includes drafting and negotiating warranties, indemnities and agreements on environmental liability. He also has considerable experience in areas as diverse as contaminated land, waste management, asbestos...

Web page updated on 22/05/2026

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