Jurisdiction(s):
United Kingdom

Related legal acts

Key definition

Listing Rules definition

What does Listing Rules mean? In legal practice, Listing rules means the FCA’s Listing Rules (LR) in the FCA Handbook, which govern admission of securities to the UK Official List and the continuing obligations of issuers once listed. Made under the Financial Services and Markets Act 2000, they are binding regulatory rules (rather than a statutory definition) enforced by the financial conduct authority. Key features include: eligibility and listing principles; premium and standard listing segments; the sponsor regime for premium listings; class tests for significant transactions; related party transaction rules; requirements for shareholder approval, circulars and announcements; and provisions on suspension and cancellation. For...

FCA UK Listing Rules annual report requirements (UKLR 6.6): scope, content, DTR/Companies Act 2006 interaction, corporate governance, climate (TCFD), publication and prelims

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Practice notes

Chapter 9 of the UK listing rules (UKLRs)

Chapter 9 of the financial conduct authority (FCA) UK Listing Rules (UKLRs) sets out continuing obligations for any company that has a listing of equity shares in the equity shares (commercial companies) category, which the company must comply with to retain its admission to the Official List (terms in bold are defined in the FCA Handbook Glossary). For further detail on companies with a listing of equity shares in the equity shares (commercial companies) category, refer to Practice Note: The UK listing regime for more information. Under UKLR 6.6 R, a company with a listing of equity shares in the equity shares (commercial companies) category must include specified financial disclosures within its annual financial report. The UKLR 6.6 R obligations for both UK and overseas issuers with a listing of equity shares in the equity shares (commercial companies) category are also considered below, together with an overview of the UKLRs relevant to annual financial reports of other listed bodies, and a concise synopsis of the changes proposed by the FCA in its current consultations...

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Web page updated on 21/05/2026

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