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In this issue Security Sustainable finance Debt capital markets Derivatives Regulation for derivatives lawyers Claims and remedies Daily and weekly news alerts Updated Practice Notes Useful information Security HM Land Registry has revised Practice Guide 29—Registration of legal charges and deeds of variation of charge. An update to section 4 now explains how to remove a note recorded in the charges register pursuant to section 859H of the Companies Act 2006. See: LNB News 06/05/2025 2. Source: Registration of legal charges and deeds of variation of charge (PG29). Sustainable finance The European Commission has opened a call for evidence to review the Sustainable Finance Disclosures Regulation (EU) 2019/2088 (EU SFDR). The initiative targets unnecessary burdens by simplifying and streamlining obligations, including easing environmental, social and governance reporting for financial market participants so they can focus on information most relevant to investors. Responses are requested by 30 May 2025, and the feedback will guide...
In this issue: UK, EU and international regulators and bodies Authorisation, approval and supervision Prudential requirements Operational resilience Financial crime and sanctions Complaints, compensation and claims management Investigations, enforcement and discipline Regulation of capital markets Regulation of derivatives Sustainable finance and ESG Banks and mutuals Investment funds and asset management Consumer credit, mortgage and home finance Regulation of insurance Payment services and systems Fintech and cryptoassets Dates for your diary New and updated content Financial Services Enforcement Database Daily and weekly news alerts LexTalk®Financial Services: a Lexis®Nexis community UK, EU and international regulators and bodies FCA report examines firms’ methods for promoting consumer understanding. The Financial Conduct Authority has released findings from its review of how firms deliver the consumer understanding outcome under the Consumer Duty. It highlights effective practices and practical actions to enhance communications and align with Duty expectations. To improve...
Task ☐ Understand all. sources of legal advice to your organisation, past and present Points to consider Legal guidance may derive from numerous places, eg: external counsel industry bodies insurers business consultants, accountants, etc briefings/mailers issued by law firms, consultants, etc conferences newspaper articles internet searches Actions Meet with each director and head of function to: map every source of legal input used identify the annual budget/cost of that legal input assess outcomes from the external service and satisfaction levels Position the legal department as the first point of call for any legal query or issue. If external counsel have been appointed, arrange meetings and take charge of instructing them...