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Construction Pre-Action Protocol meaning

/kənˈstrʌkʃ(ə)n/ /ˈpriː/ /ˈakʃ(ə)n/ /ˈprəʊtəkɒl/
What does Construction Pre-Action Protocol mean?
The structured steps parties take before issuing court proceedings in construction and engineering disputes: early exchange of information and key documents, focused identification of issues, and active consideration of settlement or ADR. In England and Wales, this refers to the CPR pre-action protocol for Construction and Engineering Disputes (for cases likely to be issued in the Technology and Construction Court). It is not statutory, but forms part of the CPR pre-action regime. Core steps include a detailed Letter of Claim, a Letter of Response (and any Counterclaim), a without prejudice pre-action meeting, targeted disclosure, and consideration of experts and mediation. The protocol applies to construction and engineering disputes, including professional negligence claims against construction professionals (such as architects, engineers and quantity surveyors). It does not apply to adjudication, arbitration, urgent interim relief, or adjudication enforcement; the court may disapply or vary it where appropriate. Non-compliance may attract costs and interest sanctions and adverse case management. In Scotland, Northern Ireland and Ireland there is no dedicated construction pre-action protocol. The term is used descriptively; parties commonly adopt analogous pre-action correspondence and ADR. Courts may take pre-action conduct into account when addressing expenses/costs and case management.
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View the related Checklists about Construction Pre-Action Protocol

CHECKLISTS
Construction and Engineering Disputes Pre-Action Protocol: Compliance Checklist for TCC Proceedings (England and Wales)

This Checklist explains the requirements and principal steps necessary to secure compliance, by a claimant or a defendant, with the second edition of the Pre-Action Protocol for Construction and Engineering Disputes (the Protocol). Parties involved in a dispute are expected to adhere to it before commencing proceedings in the Technology and Construction Court (TCC). It prescribes what should occur prior to starting a claim in the TCC. Does the Protocol apply? The parties should first verify that the Protocol is applicable to their dispute—see Practice Note: Construction Pre-Action Protocol—application, exclusions and objectives. Under the Protocol, the claimant may, with unanimous written agreement of all intended parties to the proceedings, dispense with the pre-action process. What does the claimant need to do to comply? ...

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NEWS
UK dispute resolution weekly: key rulings on costs, limitation, jurisdiction, evidence and settlement; Supreme Court fee rises; AI consultation; HCCH and UKJT digital assets updates

In this issue: Key DR developments Cost and funding Cross-border disputes Pre-action and limitation Litigation Evidence and disclosure Settlement Scottish Dispute Resolution New Content Dates for your diary Useful information Daily and weekly news alerts Key DR developments Reports and speeches CTJ publishes the Commercial Court’s annual report for 2024–2025: The Courts and Tribunals Judiciary (CTJ) has released the Commercial Court’s 2024–2025 annual report, spanning the Commercial Court, Admiralty Court and the London Circuit Commercial Courts. The document covers the work undertaken across those three courts in 2024–2025. It records that intake of new claims remained broadly steady, with 1,140 claims lodged, set against 1,174 the year before. By contrast, activity in the Commercial Court eased a little: hearings listed stood at 1,091 and effective hearings at 773, compared with 1,251 and 884 respectively in the preceding year. For further detail, see: CTJ publishes Commercial Court annual report 2024–25—LNB News...

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NEWS
Firdous v Ecclesall Design: TCC strikes out and grants summary judgment over inadequately pleaded construction negligence claim and Pre-Action Protocol breaches (England and Wales)

Firdous v Ecclesall Design Ltd and others [2025] EWHC 90 (TCC) What was the background? The claimant alleged that several defendants — including a construction contractor (Fifth Defendant), a development company (First Defendant), and an insurer (Fourth Defendant) — were responsible for losses after a retaining wall failed during building works at a residential property said to be owned by the claimant The Amended Particulars of Claim were criticised for lacking precision, not clearly setting out the case against each defendant, and failing to properly connect the alleged breaches with the losses claimed The defendants complained about uncertainty, insufficient particularisation, and breaches of procedural requirements, including non‑compliance with the Pre‑Action Protocol for Construction & Engineering Disputes The claimant sought permission to re‑amend the Particulars of Claim; the First, Fourth and Fifth Defendants applied for strike‑out and/or summary judgment against the claimant What did the court decide? ...

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NEWS
Pre-Action Protocol Amendments: 6 April 2015 In-Force Dates, Draft Status and Key Changes by Area (England and Wales)

Why are the protocols being amended? In his Final Report on Civil Litigation Costs (January 2010), Lord Justice Jackson proposed retaining the pre-action protocols, while introducing targeted changes to improve how they work and to keep pre-action costs proportionate. He also advised creating a specific protocol for debt claims where a business pursues an individual. In response, a CPRC sub-committee was established to review and recommend any necessary amendments to the pre-action protocols. Although the sub-committee is still considering drafts of some protocols, several have been issued and, subject to ministerial sign-off, are expected to commence on 6 April 2015. Below is a summary of the protocols being revised and the stage each has reached, with links to the latest drafts where available. We will provide further updates as the CPRC publishes more material and will revise our Practice Notes once the amendments are finalised. Practice Direction Pre-Action Conduct and Protocols This practice direction (which replaces the Practice Direction—Pre-action conduct) applies to disputes where no other specific...

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View the related Practice Notes about Construction Pre-Action Protocol

PRACTICE NOTES
Construction and Engineering Pre-Action Protocol (2nd ed): Letters of Claim and Response, Counterclaims, Pre-Action Meetings, Jurisdictional Objections, Expert Evidence, Time Extensions and Costs (England and Wales)

Key steps for compliance with Construction Pre-Action Protocol—checklist This Practice Note reviews the obligations under the second edition of the Pre-Action Protocol for Construction and Engineering Disputes (the Protocol) that parties must satisfy before commencing proceedings in construction or engineering disputes, including professional negligence claims against architects, engineers and quantity surveyors. It sets out the required documents and meeting, offers guidance and practical points for each stage, and addresses other aspects of the Protocol such as objections to jurisdiction, the use of expert evidence, and the scope to extend time for compliance. Issue a letter of claim Provide a letter of response Serve any reply to a counterclaim Attend a without prejudice meeting A concise overview of the essential actions is provided in: Key steps for compliance with Construction Pre-Action Protocol—checklist. Parties need not follow the Protocol if they agree otherwise, or where a permitted exception applies—see Practice Note: Construction Pre-Action Protocol—application, exclusions and objectives—Exceptions to the Protocol. Further information...

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PRACTICE NOTES
A practitioners’ guide to the TCC eDisclosure Protocol: structure, process, and interaction with CPR 31, PD 31B and PD 57AD (England and Wales)

This Practice Note considers the ‘eDisclosure Protocol’, whose second edition was released on 9 January 2015, and concerns the relevant disclosure of electronic documents in cases heard in the Technology and Construction Court (TCC). It explores its layout, the issues and guidance it contains, together with certain key practical considerations. Note 1 : the eDisclosure Protocol pre-dates CPR PD 57AD (in force from 1 October 2022) which governs disclosure in many claims in the TCC. It sets out separate procedures for managing e-disclosure in such cases that are different from those discussed within the eDisclosure Protocol. In many circumstances the provisions of CPR PD 57AD build upon and prescribe more elaborate requirements than the processes described in the eDisclosure Protocol. Public procurement claims and Part 8 claims are not subject to CPR PD 57AD (see paras 1.4(2) and 1.4(7) respectively). For guidance on CPR PD 57AD, see: Disclosure Scheme (Business & Property Courts)—overview referring to CPR PD 57AD. There is guidance published by the International Legal Technology Association (ILTA) on...

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PRACTICE NOTES
Construction and Engineering Disputes Pre-Action Protocol: Protocol Referee Procedure—Commencement, Appointment, Decisions, Non-compliance, Confidentiality and Costs

The second edition of the Pre-Action Protocol for Construction and Engineering Disputes (the Protocol) also introduces a formal mechanism allowing the parties to appoint a ‘protocol referee’ to direct how the Protocol should be conducted or to resolve allegations of non-compliance with it. The Protocol Referee Procedure (PRP) was devised and issued jointly by the Technology and Construction Solicitors’ Association (TeCSA) and the Technology and Construction Bar Association (TECBAR). A copy of the PRP is available here: The referee’s decision is binding upon the parties for the Protocol process—see The decision of the referee below. Until a decision is issued by the referee, however, the PRP does not affect the Protocol process; the time limits continue to run in accordance with the Protocol (PRP para 1.6). How does a party start the procedure? The procedure may only be used if both parties agree to it. In its letter of claim, the claimant should indicate whether it wants the PRP to apply, and the defendant should set out its...

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View the related Precedents about Construction Pre-Action Protocol

PRECEDENTS
Construction and engineering disputes: TCC Pre-Action Protocol letter of response—template and guidance (England and Wales)

Note: This Practice Note provides targeted guidance for proceedings in the Technology and Construction Court (TCC) under CPR 60, CPR PD 60 and the TCC Guide. As these provisions supplement the CPR’s general rules, this Practice Note should be read alongside the broader guidance on preparing for and attending trial, including Trial—overview, which in turn directs you to detailed materials on particular aspects of trial preparation and attendance Shorter and flexible trial schemes—For TCC claims issued on or after 1 October 2015, one or both schemes under CPR PD 57AB may apply: the shorter trials scheme and the flexible trials scheme. For further details, refer to the Practice Notes Business and Property Courts—shorter trials scheme and Business and Property Courts—flexible trials scheme Electronic working—For guidance on electronic working in the TCC, consult Practice Note: TCC—starting a claim—High Court or County Court?—Electronic working and filing of documents Multi-track—All TCC cases are treated as allocated to the multi-track (CPR 60.6(1)) ...

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PRECEDENTS
Construction Defects Letter of Claim—Pre-Action Protocol Precedent and Guidance (Technology and Construction Court, England and Wales)

Note: This Precedent offers targeted direction and practical pointers for proceedings in the Technology and Construction Court (TCC) under CPR 60, CPR PD 60 and the TCC Guide. Because these requirements are additional to the CPR’s general rules, you should read this Practice Note alongside wider guidance on preparing for and attending trial, including the Trial—overview, which, in turn, signposts comprehensive materials covering specific aspects of preparation for, and attendance at, trials Shorter and flexible trials schemes—TCC claims issued on or after 1 October 2015 may qualify for and/or be governed by one or both of the permanent regimes now operating under CPR PD 57AB: the shorter trials scheme and the flexible trials scheme. For further details about these schemes, consult the Practice Notes: Business and Property Courts—shorter trials scheme and Business and Property Courts—flexible trials scheme Electronic working—for guidance on electronic working in the TCC, see the Practice Note: TCC—starting a claim—High Court or County Court?—Electronic working and filing of documents Multi-track—all TCC...

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PRECEDENTS
Technology and Construction Court (England and Wales) Pre-Action Protocol letter of claim precedent for construction variation and valuation disputes

Note: This Practice Note supplies focused guidance for proceedings in the Technology and Construction Court (TCC) operating under CPR 60, CPR PD 60 and the TCC Guide. As these provisions supplement the general rules found elsewhere in the CPR, this Practice Note ought to be read alongside general guidance on preparing for, and attending, trial, including Trial—overview, which, in turn, signposts detailed guidance addressing particular aspects of preparation for and attendance at trials and associated matters concerning the relevant conduct of trials at all stages Shorter and flexible trials schemes—claims issued on or after 1 October 2015 in the TCC may qualify for, and/or be governed by, one or both schemes under CPR PD 57AB: the shorter trials scheme and the flexible trials scheme. For further details on these schemes, consult Practice Notes: Business and Property Courts—shorter trials scheme and Business and Property Courts—flexible trials scheme for more background and context Electronic working—for information about electronic working in the TCC, see Practice Note: TCC—starting a...

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