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This flowchart shows how to determine whether you need to carry out a data protection impact assessment (DPIA) for a specific project, and the steps to complete one if required. It also outlines post‑DPIA tasks, including weaving the DPIA’s findings into your project plan and keeping the assessment under review. See also Precedents: Data protection impact assessment—DPIA and Data protection impact assessment—DPIA—short form, which draws on a template issued by the Information Commissioner’s Office (ICO). The ICO’s comprehensive Data Protection Impact Assessments guidance sets out seven steps to running a DPIA. This flowchart is designed to cover those seven stages, and it also mirrors the ICO’s expectations for post‑DPIA activity, namely: integrating the outcomes of your DPIA into your project plans, and monitoring the ongoing performance of the DPIA Note 1: Identify the need for a DPIA If you have a data protection officer (DPO), seek their advice. For further information, see Practice Note: How to complete a data protection impact...
Under Assimilated Regulation (EU) 2016/679, the General Data Protection Regulation (UK GDPR) Under the Assimilated Regulation (EU) 2016/679, namely the UK GDPR, some organisations must designate an individual to serve as their data protection officer (DPO). The position can be taken up internally, e.g. by an employee of the organisation, or arranged externally, e.g. by a consultant retained under a service contract. This will help you determine whether your organisation needs to appoint a DPO to meet the requirements of the UK GDPR. If your organisation operates in jurisdictions outside the UK, you will need to check whether law or regulations require you to appoint a DPO in any of those jurisdictions. For more information on the role of the...
Under the UK GDPR Certain firms must name an individual to serve as their data protection officer (DPO). This Practice Note explains when a DPO is mandatory to meet UK GDPR requirements, and weighs the benefits and drawbacks of appointing a DPO on a voluntary basis. It also considers who should act as the firm’s DPO, the DPO’s responsibilities, and the risk of conflicts of interest. It should be read alongside the DPO appointment decision tree. For further detail on accountability and governance under the UK GDPR, see Practice Note: The UK General Data Protection Regulation (UK GDPR)—Accountability and governance. This Practice Note is grounded in the UK GDPR and the following guidance: Information Commissioner’s Office (ICO) guidance: UK GDPR guidance and resources, Accountability and governance, Data protection officers Guidelines on DPOs issued by the Article 29 Data Protection Working Party and later endorsed by the European Data Protection Board (EDPB guidance on DPOs)—although EDPB guidance is no longer directly relevant to, or binding under,...
Under the UK GDPR, some organisations must designate a person to serve as their data protection officer (DPO). This Practice Note explains when a DPO must be appointed to meet UK GDPR requirements and weighs the advantages and disadvantages of a voluntary appointment. It also examines who ought to be the organisation’s DPO, the DPO’s functions, and potential conflicts of interest. It should be read alongside: DPO appointment decision tree. For further detail on governance and accountability under the UK GDPR, see Practice Note: The UK General Data Protection Regulation (UK GDPR)—Accountability and governance. It is grounded in the UK GDPR, guidance from the Information Commissioner’s Office (ICO) and DPO guidelines released by the Article 29 Data Protection Working Party and later endorsed by the European Data Protection Board (EDPB) (EDPB guidance on DPOs). Although the EDPB guidance on DPOs is no longer directly applicable to, or binding within, the UK regime, the ICO has indicated it may still be useful on certain questions. Mandatory appointment of a...
STOP PRESS: This document is being updated to reflect implementation of the Data (Use and Access) Act 2025 (DUAA 2025) which amends the UK GDPR and Data Protection Act 2018. For more guidance on the compliance implications of DUAA 2025, see Practice Note: Data (Use and Access) Act 2025—compliance implications. This Practice Note consolidates information requirements located in different parts of the UK General Data Protection Regulation (UK GDPR). While many relate to privacy notices, it also covers matters such as data breaches and the data protection officer (DPO). It does not address information requirements where information society services are provided to children. Transparency is a core UK GDPR principle. Most organisations satisfy these obligations through a privacy notice or privacy policy. For a quick reference on the form and content of your notices, see Precedent: Privacy notice audit. For sample privacy notices, see the following Precedents: Privacy policy—general commercial organisation—customer-facing Privacy policy—law firms and professional services Data protection privacy notice (employment) ...
Delete clause 3.6 of Precedent: Consultancy agreement—company and individual—pro-client and replace it with the following clauses 3.6 and 3.7: 3.6 How you organise your work is for you alone to determine, and you shall perform your duties as data protection officer (DPO) (as described in the Schedule) in an independent and self-directed manner at all times. You will not be given (and the Company [ and its Group Companies ] will not attempt to give you) any directions or instructions whatsoever concerning the performance or exercise of those duties. 3.7 Subject to clause 3.6, you shall give proper consideration to the reasonable requests of the [ Board OR Chief Executive ] from time to time and, where reasonably practicable, as appropriate, properly work and co-operate with any employee, worker, agent or other consultant of the Company [ or any Group Company ] in the provision and delivery of the Services. Insert the subsequent provisions in Precedent: Consultancy agreement—company and individual—pro-client as new clauses 3.14 and 3.15...
1 Data breach team The initial action is to convene a team to handle and respond to the breach. Data breach team lead [ insert the name or description of the person who will lead the data breach team, eg DPO ] [ Data protection officer (DPO) ] [ [ insert name ] ] Head of legal [ insert name ] Head of compliance [ insert name ] Head of IT [ insert name ] [ insert any other, eg head of HR if the breach involves employee data ] [ insert name ] 2 Background information Refer to the Data breach report form, if appropriate...
1 Documents The Chair presented the following papers: 1.1 [ a memorandum to the board from [ insert name ] making recommendations concerning appointing a data protection officer (DPO) for [ insert name of organisation ] ] 1.2 [ a draft job description and role profile for the DPO post ] 1.3 [ a draft consultancy agreement for the DPO position ] 1.4 [ a draft message from the [ CEO OR Senior Member OR Senior Partner ] to staff on the DPO’s appointment ] (collectively, the Documents) 2 Consideration of the Documents 2.1...