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Financial services regulatory round-up (03/05/2024): FCA decision notices; EIOPA IORP risk dashboard; ECB risk data guide; HM Treasury sanctions updates; OJEU corrigendum on cash controls

Published on: 03 May 2024

Published by a LexisNexis Financial Services expert
Legal News
Article summary

Additional developments

Alongside the items featured in depth in the Financial Services news feed on 3 May 2024, subscribers may wish to note these further updates:

  • EIOPA’s IORP Risk Dashboard flags market risk as the principal issue for occupational pension schemes.
  • OJEU: Corrigendum to Commission Implementing Regulation (EU) 2021/776 (11 May 2021) setting templates for certain forms and technical rules for effective information exchange under Regulation (EU) 2018/1672 on controls on cash entering or exiting the Union.
  • ECB: Guide on effective risk data aggregation and risk reporting (May 2024).
  • FCA: Decision Notices concerning A Street Motors; RIF Prestige Car Limited; DC Car Sales Ltd; Holland M/C Limited; Heaunique Limited; ALEX CARS BRISTOL LTD; Car and Van Broker Ltd; and DHARAM GOLD EXCHANGE LTD.
  • HM Treasury Notices: Global Human Rights (03/05/2024) and Russia (03/05/2024).

In addition to our daily and weekly briefings, Financial Services subscribers can opt in to intraday alerts at midday and at the end of the day, offering real-time summaries of that day’s financial services developments. To receive intraday updates, email lexispslfinancialservices@lexisnexis.co.uk and state whether you prefer the midday edition, the afternoon edition, or both...

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