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United Kingdom

Financial services regulatory and enforcement highlights: UK, EU and international updates, consultations and key dates—25 July 2024

Published on: 25 July 2024

Published by a LexisNexis Financial Services expert
Legal News
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Article summary

In this issue:

  • Authorisation, approval and supervision
  • Prudential requirements
  • Risk management and controls
  • Financial crime and sanctions
  • Conduct requirements
  • Complaints, compensation and claims management
  • Investigations, enforcement and discipline
  • Regulation of capital markets
  • Packaged Retail and Insurance-based Investment Products (PRIIPs)
  • Dispute resolution for financial services lawyers
  • Regulation of derivatives
  • Sustainable finance and ESG
  • Banks and mutuals
  • Investment funds and asset management
  • FSMA regulated pensions activity
  • Payment services and systems
  • Fintech and cryptoassets
  • Financial Services Enforcement Database
  • Daily and weekly news alerts
  • Intraday news alerts
  • New and updated content
  • Dates for your diary

Authorisation, approval and supervision

FCA publishes 2024/25 final rates and fees

The Financial Conduct Authority (FCA) has released the 2024/25 final rates and fees for its annual funding requirement (AFR). The page further explains the factors the FCA weighs when working out annual fees, plus details on fee blocks, additional fees and thresholds. See: LNB News 23/07/2024 34.

Prudential requirements

European Commission postpones FRTB for one year

The European Commission has approved a Commission Delegated Regulation delaying the application date of the Basel III fundamental review of the trading book (FRTB) standards in the EU by one year, ie to 1 January 2026. See: LNB News 24/07/2024 59...

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