Jurisdiction(s):
United Kingdom
United Kingdom
Key definition
Continuing obligations definition What does Continuing obligations mean? In capital markets practice, continuing obligations are the ongoing compliance duties a company must meet after its securities are admitted to listing or trading. In the UK, listed companies’ obligations arise principally under the FCA’s Listing rules, the Disclosure Guidance and Transparency Rules (DTR) and the UK Market Abuse Regulation (UK MAR). On AIM, they are set by the AIM Rules for Companies. In Ireland, equivalent requirements are found in the Euronext Dublin Listing Rules, the Transparency Regulations/DTR and the EU Market Abuse Regulation (MAR). The term is descriptive rather than a single statutory definition; the...
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PDMR to PCA template letter and PCA Notification Form: ongoing Article 19 UK MAR transaction notification obligations and FCA submission requirements
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Precedents
[ On headed notepaper of PDMR ]
Strictly private and confidential
To: [ insert name of person closely associated with the PDMR ]
[ insert address of person closely associated with PDMR ]
Date: [ insert date ]
Dear [ insert name of PCA ],
Notification of transaction in the Shares or other debt or financial instruments of [ full name of company ] (the Company)
Further to your obligations under Article 19(1) of the UK Market Abuse Regulation, as a PCA you must provide written notice to both the Company and the Financial Conduct Authority (FCA) of every transaction carried out on your own account that relates to the Company’s shares or debt instruments, or to derivatives or other financial instruments connected to those shares (eg options or debt instruments), where the amount is above €5,000 in a calendar year...
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Web page updated on 22/05/2026
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Date [ date ] Parties [ name of Landlord ] [ of OR incorporated in England and Wales (company registration number [ number ]) with its registered office at ] [ address ] (Landlord) [ name of Tenant ] [ of OR incorporated in England and Wales (company registration number [ number ]) with its registered office at ] [ address ] (Tenant) [ [ name of Guarantor ] [ of OR incorporated in England and Wales (company registration number [ number ]) with its registered office at ] [ address ] (Guarantor) ] [ [ name of Mortgagee ] [ of OR incorporated in England and Wales (company registration number [ number ]) with its registered office at ] [ address ] (Mortgagee) ] Definitions Within this Deed, the terms below shall be interpreted as follows: [ Annual Rent • the annual sum reserved under the Lease; ] [ Insurance Rent • the Tenant’s share of the Landlord’s costs of insuring the Property (as set out in the Lease); ] Lease • the lease of the Property dated [ date ], entered into between (1) [ the Landlord OR [ name ...
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