Jurisdiction(s):
United Kingdom

Annual undertakings compliance review for law firms: data capture, register audit and action plan template

Precedents
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A: General information

  • Date of the annual review [ Insert date ]
  • Individual(s) carrying out the annual review [ Insert name ] [ Insert position, eg COLP ]

B: Data

1 Rolling data

  • Criteria
  • During the last [ insert period, eg quarter ]
  • Across the last 12 months
  • Count of non-routine undertakings provided [ Insert number of non-routine undertakings given ] [ Insert number of non-routine undertakings given ]
  • Count of non-routine undertakings discharged [ Insert number of non-routine undertakings discharged ] [ Insert number of non-routine undertakings discharged ]

2 Snapshot data

  • Number of non-routine undertakings presently outstanding [ Insert number of non-routine undertakings currently outstanding ]
  • Financial value of outstanding non-routine undertakings [
...
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Web page updated on 22/05/2026

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