Legal Precedents

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RISK & COMPLIANCE

Legal professional privilege (LPP) is a core legal protection that permits [ insert organisation’s name ] to resist producing evidence to a third party or the court. It enables the organisation to seek expert legal guidance, setting out all pertinent facts to our legal advisers without concern that they will later be revealed and used against us. This short guide sets out what legal professional privilege (LPP) is and how we can best preserve it. 1 What is legal professional privilege? LPP is an umbrella term covering: legal advice privilege (LAP) litigation privilege LPP safeguards the confidentiality of written and verbal communications between lawyers and clients. It is a fundamental entitlement, allowing a party to withhold material from disclosure to any third party or a court. Legal advice privilege Legal advice privilege applies to all confidential communications between a client and their lawyer made for the

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RISK & COMPLIANCE

Please click to access the Precedent. Please note this register has been created in Excel, and therefore it cannot be downloaded into Word. For detailed guidance on completing a legal risk register, see Practice Note: How to create a legal risk register. However, a concise summary is set out briefly below. What is a legal risk register? A legal risk register is a means of gathering and overseeing all legal risk information in a single location. To produce an effective and reliable register, you must first determine the legal risks your organisation encounters. Understanding your organisation’s risk appetite is also highly advantageous. The register then lets you classify each risk appropriately, assign a score to it, and choose mitigation measures and actions. Separate Precedents exist for a general risk register and for a privacy risk register-see Precedents: Risk register and Privacy risk

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BANKING & FINANCE

[ To be printed on the headed paper of the lender’s lawyers ] To: [ insert name and address of Lender ] [ insert date ] Dear [ insert name of Lender ] [ Matter name/reference ] We have served as English law counsel to [ insert name of lender ] (the Lender) in relation to the provision of finance to [ insert name of borrower, company number and registered office ] (the Borrower) comprising a [ term loan and revolving credit facility ] [ describe facilities ] of £[ insert amount ] (the Transaction), and to the negotiation, drafting, execution and completion of the documents specified in Schedule 1 (Documents examined), Paragraph 1 (Opinion Document) (the Opinion Document). We deliver this opinion letter to you, the Lender, pursuant to [ Schedule 2 ] (Conditions Precedent) of the facility agreement between the Lender and the Borrower dated [ insert date ]

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BANKING & FINANCE

[ Headed notepaper of law firm issuing the opinion ] [ insert name and address of Lender ] [ insert date ] Dear [ insert name of Lender ] Facility Agreement dated [ insert date ] made between [ insert name of lender ] (the Lender) and [ insert name of borrower ] (the Borrower) (the Facility Agreement) We refer to clause [ insert number of clause which requires delivery of legal opinion ] of the Facility Agreement, which requires the delivery of a legal opinion. This opinion is provided in satisfaction of that requirement. Unless expressly defined in this opinion, terms defined in the Facility Agreement carry the same meanings when used herein. This opinion is governed by English law and is subject to the exclusive jurisdiction of the courts of England. 1 Background 1.1 This opinion concerns the English law aspects of a transaction (the

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PRECEDENTS

Date [ insert date ] Parties [ insert name of First Owner ], of [ insert address ], [ incorporated in [ England and Wales ] with company registration number [ insert company registration number ] ] (the First Owner) [ insert name of Second Owner ], of [ insert address ], [ incorporated in [ England and Wales ] with company registration number [ insert company registration number ] ] (the Second Owner) [ insert name of Mortgagee ], of [ insert address ], [ incorporated in [ England and Wales ] with company registration number [ insert company registration ......

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PRECEDENTS

Introduction Where a landlord contests a request for a new tenancy under the Landlord and Tenant Act 1954 ( LTA 1954), the application must be brought using Form N1. These drafting notes are provided to accompany, and are intended for use solely with, Form N1, which is the required claim form in such circumstances. Other precedents For other relevant precedents, see: Directions—opposed LTA 1954 business lease renewal Landlord’s defence opposing tenant’s claim for a lease renewal General points These notes are designed to assist with completing Form N1 where a tenant of business premises seeks a renewal under the LTA 1954 and the landlord is opposing that renewal. Opposed lease renewal proceedings are brought under the Part 7 procedure, and evidence is filed in accordance with the court’s directions, with the landlord serving their evidence first. A claim can be issued at any County Court hearing...

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PRECEDENTS

To: [ insert Building Owner ] Of: [ insert Building Owner’s main address ] Being the Adjoining [ Owner OR Owners ] for the purposes of the Party Wall etc Act 1996 (the ‘ Act’) in respect of [ insert Adjoining Owner’s building ], and noting receipt of a notice dated [ insert date ] concerning proposed works at [ insert Building Owner’s building ], and without prejudice to any of [ my OR our ] rights under the Act, [ I OR we ]......

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PRECEDENTS

The Party Wall etc Act 1996 Notice of proposed works— Line of Junction Notice To [ insert Adjoining Owner ], [ insert Adjoining Owner’s main address ] [ Insert Date ] As owner(s) of [ insert Building Owner’s building ] adjoining your property at [ insert Adjoining Owner’s building ], [ insert Building Owner ] of [ insert Building Owner’s main address ] gives notice that, under section 1 of the Act, we plan to build on the line of junction of our properties. The wall will be wholly on our land to the boundary, with footings and foundations under your land as allowed by section 1(6). The proposed works are: [ insert description of the wall ]. With your written consent under section 7(4), we propose laying special foundations beneath your land. Works will start on [ date of works ] [ or, with your written...

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PRECEDENTS

The Party Wall etc Act 1996 Acknowledgement of Notice To [ insert Building Owner ] Of [ insert Building Owner’s main address ] As the Adjoining Owner/s under the Party Wall etc Act 1996 (the Act) for [ insert Adjoining Owner’s building address ], and upon receipt of a notice dated [ insert date ] concerning the intended works at [ insert Building Owner’s building address ], and without prejudice to any of my/our rights under the Act, [ I OR We ] hereby consent to the works detailed in your notice as proposed, subject to the Act. [ [ I am OR We are ] [ content OR not content ] for you to begin work on the earlier date of [ insert date ] ] . Signed: [ insert signature ] Print name/s: [ insert printed name/s ] Date: [ insert date ]......

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PRECEDENTS

Conditions precedent satisfaction letter-lender to borrower This precedent conditions precedent satisfaction letter is designed for use by a lender under a bilateral facility, under which the lender must state in writing to the borrower when every documentary condition precedent to lending has been fulfilled, or alternatively, has been waived. In this conditions precedent satisfaction letter, the lender’s confirmation to the borrower regarding the documentary conditions precedent is grounded in a written confirmation supplied by the lender’s legal advisers, and that legal advisers’ confirmation should be included with the letter as an appendix. See Precedent: Ireland- Conditions precedent satisfaction letter: for a bilateral facility agreement-lender’s lawyer to lender. That approach represents the usual procedure. Addressee of letter The conditions precedent satisfaction letter assumes the lender is to confirm satisfaction of the documentary conditions precedent directly to the borrower. That is the standard position; however, it may differ where there is...

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PRECEDENTS

Introduction Where a business tenant seeks a tenancy renewal under the Landlord and Tenant Act 1954 ( LTA 1954) and the landlord does not contest the application, the correct vehicle is Form LT503( LN). These drafting notes accompany, and should be used solely with, Form LT503( LN). The form is available here: Form LT503( LN). It is for situations where renewal is unopposed by the landlord and should be used for that purpose only. Other precedents For relevant precedents, consult: Directions—unopposed LTA 1954 business lease renewal Acknowledgment of service by tenant in unopposed claim by landlord for new tenancy: Atkin’s Court Forms, Vol 24(2) [158] Acknowledgment of service by landlord in unopposed claim by tenant for new tenancy: Atkin’s Court Forms, Vol 24(2) [157] General points These notes are intended to help with completing Form LT503( LN), being the claim form used when a tenant of commercial premises seeks a renewal under the LTA...

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PRECEDENTS

To [ Insert name of Adjoining Owner ] at [ Adjoining Owner’s main address ] [ Insert Date ] The Party Wall etc Act 1996 Notice of proposed works—section 6 of the Party Wall etc Act 1996 As the proprietor(s) of [ Insert Building Owner’s building ], which adjoins your property at [ Insert Adjoining Owner’s building ], I/we, [ Insert Building Owner ] of [ Insert Building Owner’s main address ], hereby provide you with notice that, in line with our rights under [ section 6(1) of the Party Wall......

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PRECEDENTS

To [ insert name of building owner ] (‘ Building Owner’), [ insert Building Owner’s main address ] The Party Wall etc Act 1996 Acknowledgement of Notice As the adjoining owner/s under the Party Wall etc Act 1996 (the Act) for [ insert address of adjoining owner’s building ], and having received notice dated [ insert date ] about works at [ insert address of Building Owner’s building ], and without prejudice to any of [ my OR our ] rights under the Act, [ I am OR We are ] not content for the works in your notice to proceed as proposed. [ My OR Our ] objections: [ insert objections ] Now in dispute under the Act: [ I OR we ] agree to [ insert agreed surveyor’s name and contact details ] as agreed surveyor. [ I OR we ] reject your...

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PRECEDENTS

The Party Wall etc Act 1996 Acknowledgement of Notice To [ insert name of building owner ] (‘ Building Owner’) At [ insert Building Owner’s primary address ] As the adjoining owner[s] under the Party Wall etc Act 1996 (the Act) of [ insert adjoining owner’s building address ] and having been given notice dated [ insert......

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PRECEDENTS

Your Ref: Our Ref: Date: From: [ insert name of landlord’s/tenant’s solicitor ] of [ insert address ] To: [ insert name of landlord’s/tenant’s solicitor ] of [ insert address ] Dear [ insert organisation name ] [ Insert premises description ] (the Premises) We refer to the arrangement [ insert details of previous agreement, eg by way of letter dated, etc ] which extended the period for bringing a court application regarding the Premises under section 24(1) or section 29(2) of the Landlord and Tenant Act 1954 ( LTA 1954). That extension will end on [ insert date ]. Our client asks that this time limit be prolonged further under LTA 1954, s 29B(2), to expire on [ insert date ]. [ The reason for seeking this further extension is ] [ insert reasons ]. Please sign and return the enclosed counterpart of this letter to confirm your client’s...

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PRECEDENTS

Your Ref: Our Ref: Date: From: [ Enter the landlord’s/tenant’s solicitor’s name ] at [ insert address ] To: [ Provide landlord’s/tenant’s solicitor’s name ] at [ insert address ] Dear [ add organisation name ] [ Provide the premises description ] (the Premises) We are engaged by......

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PRECEDENTS

The Party Wall etc Act 1996 Acknowledgement of Notice To [ insert name of building owner ] (‘ Building Owner’), of [ insert Building Owner’s main address ]. As adjoining owner[s] under Party Wall etc Act 1996 (‘the Act’) at [ insert address of adjoining owner’s building ], on receiving notice dated [ insert date ] of proposed works at [ insert address of Building Owner’s building ], without prejudice to my/our rights under the Act, I am/ We are: Delete as appropriate [ If special foundations: ] [ Content/ Not content for you to place special foundations on my/our land. ] [ If starting before 1 month ends: ] [ Content/ Not content for you to start on the earlier date of [ insert date ]. ] If a dispute arises under the Act: I/we agree to appoint [ insert agreed surveyor’s name and contact details ] as agreed...

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PRECEDENTS

[ ON THE CLAIMANT’ S SOLICITORS’ LETTERHEAD ] Our reference: [ insert your file reference for this matter ] FAO [ Insert name of the debtor’s solicitors ] [ Address line 1 ] [ Address line 2 ] [ Postcode ] [ Date ] Dear [ insert name ] [ Insert creditor’s name ] AND [ Insert debtor’s name ] LETTER OF CLAIM [ Further to our correspondence dated [ insert date of previous correspondence, if any ] ]. [ As you will be aware, we OR We ] represent [ insert client’s full name ], whose address is [ insert full address ]. This is our client’s letter of claim, issued in compliance with the Practice Direction Pre- Action Conduct and Protocols under the Civil Procedure Rules (the ‘ Practice Direction’), and for convenience a copy is enclosed. Please note the final...

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PRECEDENTS

[ TO APPEAR ON THE CLAIMANT’ S SOLICITORS’ LETTERHEAD ] Our ref: [ insert your file reference for this matter ] FAO [ insert name of addressee ] [ ADDRESS LINE 1 ] [ ADDRESS LINE 2 ] [ POSTCODE ] [ DATE ] Dear [ insert name ] RE [ PROSPECTIVE CLAIMANT’ S NAME ] AND [ PROSPECTIVE DEFENDANT’ S NAME ] LETTER OF CLAIM [ We refer back to our letter dated [ insert date of previous correspondence, if any ] ]. [ As you will be aware, we OR We ] act for [ insert client’s full name ], whose postal address is [ insert full address ]. This document is our client’s letter of claim, issued in accordance with the Practice Direction Pre- Action Conduct and Protocols of the Civil Procedure Rules (the ‘ Practice Direction’), a copy of which is enclosed for your...

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PRECEDENTS

TOWN AND COUNTRY PLANNING ACT 1990 THE EXTINGUISHMENT OF VEHICULAR RIGHTS ON HIGHWAY [ insert highway description and number ] ORDER [ insert number ] Acting pursuant to section 249 of the Town and Country Planning Act 1990 (‘the Act’), the Council of the London Borough of [ insert name of borough ] ( The Council) hereby issues this order......

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PRECEDENTS

Company number : [ insert company number ] [ insert company name ] [ LIMITED OR PLC ] Minutes of a session of the board of directors (the Meeting) of [ insert company name ] [ Limited OR PLC ] (the Company) Held at the [ insert place of meeting ] Held on the [ insert day, month and year of meeting ] at [ insert time of meeting ] [ am OR pm ] Present: [ insert name of director to be the chair ] ( Chair ) [ insert names of directors who are physically present ] [ [ insert names of any directors present by telephone as permitted by the Company’s articles of association ] (by telephone) ] [ [ insert names of any directors present by other means permitted by the Company’s articles of association ] (by [ insert other means ] ] In...

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PRECEDENTS

[ insert name and address of addressee ] [ insert date ] Dear [ insert name ] We confirm our readiness to pursue mediation and any other form of ADR to prevent this matter from requiring a determination by the courts. Accordingly, we hereby refer you to the Practice Direction Pre- Action Conduct and Protocols. In particular, both parties are expected to participate in ADR in a constructive manner and to kindly respond to any invitation to take part......

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PRECEDENTS

PRIVATE & CONFIDENTIAL [ insert name and address of surveyor ] [ insert date ] Dear [ insert name of surveyor ] [ insert case heading ] INSTRUCTIONS TO ACT AS RIGHTS OF LIGHT SURVEYOR CONFIDENTIAL AND LEGALLY PRIVILEGED LETTER OF INSTRUCTIONS/ TERMS OF ENGAGEMENT I represent [ name of client ] in relation to the property identified as [ property description ] (the Property), of which my client holds the leasehold/freehold [ delete as applicable ] ownership, with the title recorded at HM Land Registry under title number [ insert title number ]. I write to confirm my client’s instructions for you to prepare a report (the Report), together with any follow-up reports and/or advice requested, and, if appropriate in due course, to act as an expert in any court proceedings, all in relation to rights of light matters at the Property arising from the proposed...

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When evaluating a general damages claim, the practitioner ought initially to refer to the Judicial College Guidelines (JCG)...

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This Practice Note This Practice Note reviews mechanisms used in settling litigation. A Tomlin order consists of a consent order paired with a schedule. It operates to stay proceedings on terms that have been agreed. The provisions contained in the schedule may remain confidential. This Practice Note describes the scope of confidentiality attaching to the schedule and sets out how it differs from a standard consent order. Sample wording for a Tomlin order is included, alongside links to precedents, as well as guidance on court approval. It also addresses varying, setting aside and enforcing a Tomlin order, including the considerations the court will take into account when handling applications for each. Further guidance is provided on interpreting and applying the relevant provisions of the CPR; however, some courts and divisions impose very specific requirements for both drafting and approval, and for approaching the schedule and confidentiality issues. Accordingly, you must consider the particular rules and court guide provisions in the forum where your claim is proceeding when drawing up the Tomlin order...

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Date [ date ] Parties [ name of Landlord ] [ of OR incorporated in England and Wales (company registration number [ number ]) with its registered office at ] [ address ] (Landlord) [ name of Tenant ] [ of OR incorporated in England and Wales (company registration number [ number ]) with its registered office at ] [ address ] (Tenant) [ [ name of Guarantor ] [ of OR incorporated in England and Wales (company registration number [ number ]) with its registered office at ] [ address ] (Guarantor) ] [ [ name of Mortgagee ] [ of OR incorporated in England and Wales (company registration number [ number ]) with its registered office at ] [ address ] (Mortgagee) ] Definitions Within this Deed, the terms below shall be interpreted as follows: [ Annual Rent • the annual sum reserved under the Lease; ] [ Insurance Rent • the Tenant’s share of the Landlord’s costs of insuring the Property (as set out in the Lease); ] Lease • the lease of the Property dated [ date ], entered into between (1) [ the Landlord OR [ name ...

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I, [ name ], of [ address ], solemnly and sincerely state that: [ Matters to be verified, set out in numbered paragraphs ] I make this solemn statement in good conscience, believing it to be true, and pursuant to the provisions of the Statutory Declarations Act 1835. DECLARED at [ details ] this [ day ] day of [ month and year ] Before me ................................................................................ [ signature of the person before whom the declaration is made ] A [ commissioner for oaths OR [ solicitor OR [ insert other qualification ] ] authorised to administer oaths ]...

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