Legal Precedents

Date of meeting Persons in attendance [ Insert date ] [ Provide attendee information, including name(s) and role(s) ] Documents considered The following papers and data were reviewed: 1.1 [ insert, eg the Complaints register ] 1.2 [ insert, eg the Complaints—periodic review record ] 1.3 [ insert other ] Consideration of documents and data Number of complaints in the past: —quarter —six months —year [ Insert numbers ] Complaints outstanding on the meeting date [ Insert number ] Legal Ombudsman matters: current position and details [ Insert details ] Any expected or ongoing negligence claims tied to a complaint [ Insert details ] Noted patterns or trends over the last: —quarter —six months —year [ Insert patterns or trends ] Complaints data or insights released by the Legal Ombudsman over: —quarter —six months —year [ Insert details ] ...

This Precedent This Precedent is designed for recording sanctions match reports received, capturing the first actions taken and the outcomes reached to date. Click to access an Excel edition of this log. Be aware this register was created in Excel, so it cannot be exported into Word at present......

Instructions on completing this form You are required to fill out this form entirely, include all necessary supporting papers (as detailed below), and promptly forward it to [ your sanctions representative ] if you identify a potential target match via our financial sanctions screening. Ensure this form is lodged before you undertake any further action at the earliest opportunity......

1 Introduction 1.1 We have conducted an organisation-wide review to pinpoint where we are most likely to breach financial sanctions or deal with customers subject to such measures. This document sets out the risks identified and the conclusions drawn, together with how we will mitigate them. The individual accountable for this assessment is [ insert name/role ]. 1.2 Our review considered: 1.2.1 our customers and their counterparties; 1.2.2 the geographical areas we operate in [ , including sanctions regimes in other countries in which we operate ] ; 1.2.3 the [ services AND/ OR products ] we offer; 1.2.4 our internal or operational risks. 2 Overview of the organisation Size and nature of the organisation [ Insert details ] Staff [ Insert details eg headcount, composition of staff base, staff turnover, supervisory structure and any other relevant employee metrics ] ...

[ Headed paper of the employer ] To: [ insert recipient’s name and postal address ] Date: [ insert date here ] Dear [ insert the recipient organisation’s name ], [ Insert name of project ] ('the Project') We refer to your engagement as the building contractor for the Project, pursuant to a contract dated [ insert date of building contract ] ('the Building Contract')......

To: [ insert name and address of recipient of letter ] Date: [ insert date ] Dear [ insert name of person/organisation wishing to rely on the report ], [ insert name of project ] (‘the Project’) In return for your remittance of £1, the receipt of which is hereby acknowledged, we confirm that you are entitled to, and we anticipate that you will, place reliance upon the contents of our report sent to [ insert name of party to whom report was originally addressed ] dated [ insert date of report ] with reference [ insert report reference ] concerning the site at [ insert......

Date [ _______________________________ ] Parties [ Insert Employer ] (company registration number [ insert number ]) of [ insert registered office address ] (the ' Employer'); and [ Insert Contractor ] (company registration number [ insert number ]) of [ insert registered office address ] (the ' Contractor'). Recitals Under an agreement dated [ insert date ] (the ' Contract'), the Employer has engaged the Contractor to perform [ insert brief description of the works ] (the ' Works') in relation to [ insert brief description of the project ] (the ' Project'). In return for the Employer agreeing to pay the Contractor for the plant and/or materials set out in the Schedule to this Deed (the ' Plant/ Materials') before delivery to site and/or before they are incorporated into the Works, the Contractor agrees to enter into this Deed. This Deed is made as a...

Definitions Alternative TTE instruction – a TTE instruction that meets the criteria specified in paragraph [13.2(c)] of Part II of the Offer Document. Loan Note Alternative – an option under the Offer allowing Offeree Shareholders to choose Loan Notes instead of some or all of the cash consideration otherwise payable, with further particulars set out in [ Appendix X] to this document. Loan Noteholder – any person in whose name Loan Notes are held. Loan Note Instrument – the instrument creating the Loan Notes, to be executed by [ Offeror] once the Offer has become, or is declared, unconditional. Loan Notes – the notes to be issued by [ Offeror] pursuant to the Loan Note Alternative. Noteholder Resolution – either: (a) a resolution passed at a duly convened meeting of Loan Noteholders in accordance with the Loan Note...

Court Ref. No: [ INSERT COURT REF. NUMBER ] [ IN THE HIGH COURT OF JUSTICE BUSINESS AND PROPERTY COURTS [ OF ENGLAND AND WALES OR IN [ INSERT LOCATION ] ] INSOLVENCY AND COMPANIES LIST ( Ch D) OR IN THE COUNTY COURT SITTING AT [ INSERT LOCATION ] [ BUSINESS AND PROPERTY COURTS LIST] OR IN THE HIGH COURT OF JUSTICE CHANCERY DIVISION [ INSERT LOCATION ] DISTRICT REGISTRY ] IN BANKRUPTCY IN THE MATTER OF [ INSERT DEBTOR’ S OR BANKRUPT’ S NAME ] AND IN THE MATTER OF THE INSOLVENCY ACT 1986 BETWEEN [ Full name of applicant ] Applicant –and– [ Full name of respondent ] Respondent Witness statement by [ Insert ] I, [ Insert name of witness ], state as follows: Introduction I am a [ • ]......

Note: Use this Precedent alongside an application notice template compliant with the Insolvency ( England and Wales) Rules 2016, SI 2016/1024—see ( Form IAA), IR 2016, r 1.35. VAR Insolvency Act Application Notice In the matter of the Insolvency Act 1986 Delete as applicable: Name of company or debtor/bankrupt: [insert debtor’s name] Company number: [________] Court: [full court name and, if known, division or district registry] Case number (for court use): [insert case number] Type of insolvency proceeding: Bankruptcy Between: Applicant [insert applicant’s name]; Respondent [insert debtor’s name]. Is this within insolvency proceedings already before the court? YES. If so, give the court reference: [________]. I/ We intend to apply to the Insolvency and Companies Court Judge/ District Judge on: Date [________], Time [________] hours, Place [________]. Appointment of [ X, the Official Receiver of this Court, or Z, an insolvency practitioner] as interim receiver of the property of [full name of debtor], with any...

This Precedent Use this template to catalogue all ICT resources, together with any related maintenance or upgrade requirements and/or costs that are scheduled or expected within a particular financial year. Please click to download an Excel version of this Schedule here now. Resource entry Maintenance costs (£) Upgrade required? ( Yes/ No) Upgrade cost (£) Other expenses (eg lost fee-earning time during implementation and/or training) (£) Cost–benefit review (is it viable?) ( Yes/ No/ N/ A) Target date (eg Quarter 2) Total overall cost (£)......

Please select for an Excel copy of this timetable...

1 Introduction 1.1 This plan sets out how our organisation currently uses information and communication technology ( ICT), our aspirations for its future application, and the principal matters to address over the next [ state how many years your will cover, usually two to five ] years. 1.2 ICT is central to delivering services for clients, eg by: [ helping us to communicate with clients in ways that best match their needs ] [ enabling us to reply promptly to clients, eg via email ] [ allowing clients to view the progress of their matter through our secure portal ] [ allowing us to provide certain services outside normal hours ] 1.3 Our organisation’s primary business objectives are detailed in our business plan, which is located [ insert details of location, eg on our intranet ]. ......

This Precedent can serve to log the names and contact particulars of all staff members holding key roles in effectively providing and operationally supporting your organisation’s information and communications technology ( ICT) assets. Click to access an Excel version of this Precedent. Name/company Contact number Email address Additional information......

Precedent Information communication technology ( ICT) action list This Precedent Information communication technology ( ICT) action list can be used to catalogue all ICT tasks scheduled for the current and forthcoming financial years, eg procuring new laptops or undertaking any website developments over those periods......

1 ICT maintenance schedule Please select to view an Excel version of this schedule. Asset Asset is maintained by Maintenance date ( DD/ MM/ YYYY) Any issues detected?......

This Deed is entered into on the [ insert day ] day of [ insert month ] 20[ insert year ]... Parties [ Insert full company name ], a company incorporated in England and Wales with company number [ insert number ], whose registered office is at [ insert registered company address ] (the ‘ Principal Company’); and [ [ Insert full name of company ] incorporated in England and Wales with company number [ insert number ] and whose registered office is at [ insert registered company address ] OR [ insert individual name(s) ] of [ insert individual address(es) ] ] (the ‘ Trustees’). Background: ( A) [ Insert full name of scheme ] (the ‘ Scheme’) came into being under an [ interim OR definitive ] deed dated [ insert date ]. ( B) The Scheme is at present governed by a trust deed...

This Deed is entered into on the [ insert day ] day of [ insert month ] 20[ insert year ] Parties [ Insert full company name ], incorporated in England and Wales with company number [ insert number ], and whose registered office is at [ insert registered company address ] (the Departing Employer); [ Insert full company name ], incorporated in England and Wales with company number [ insert number ], and whose registered office is at [ insert registered company address ] (the Receiving Employer); and [ [ Insert full name of company ] incorporated in England and Wales with company number [ insert number ] and having its registered office at [ insert registered company address ] OR [ insert individual name(s) ] of [ insert individual address(es) ] ] (the...

This Deed is entered into on the [ insert day ] day of [ insert month ] 20 [ insert year ], by and between the parties set out below, namely: Parties [ insert full company name ], registered in England and Wales with company number [ insert number ], and having its registered office situated at [ insert registered company address ] (the Receiving Employer); [ insert full company name ], registered in England and Wales with company number [ insert number ], and having its registered office situated at [ insert registered company address ] (the Principal Employer); [ insert full name of company ], registered in England and Wales with company number [ insert number ], and having its registered office situated at [ insert registered company address ] OR [ insert individual name(s) ] of [ insert...

This Deed is entered into on the [ insert date ] day of [ insert month ] 20[ insert year ] Parties [ insert name of Sub-contractor ] ( Company Number [ insert company number ]), with its registered office at [ insert address ] (the ‘ Sub- Contractor ’); [ and ] [ insert name of Beneficiary ] ( Company Number [ insert company number ]), having its registered office at [ insert address ] (the ‘ Beneficiary ’, which term shall include successors in title and any permitted assignee) [ ; and OR . ......